The challenge
- Move from "must do" to "yes, and we should do it for our clients."
- Make sure to include IT in the compliance discussions. Be aware of keeping accountability and responsibility with the business.
- Be proactive in your approach to compliance and risk issues; Do not wait until an external body forces you to comply. Pre-emptive compliance is a marketing strength.
Our advice
Insight
- Do not guess about external compliance. By all means, take calculated risks; that is what entrepreneurship is all about, but manage these risks.
- Regulators want you to be in control; Ideally, to be fully compliant, but at least to have a committed roadmap.
- Want to minimize the possibility of fines, have a clear and committed roadmap.
Impact and results
- Comply with regulations and laws and drive to compliance.
- The regulatory landscape changes continuously. Make sure your business is aware and engaged with this. Always monitor your compliance gaps.
- When you find non-compliant items, work with the business or product owner to address these. It is never a question of punishment or blaming: it is merely compliance with changing laws, public sentiment, or laws.
- Confirm compliance through regular checks.
The roadmap
Besides the small introduction, subscribers and consulting clients within this management domain have access to:
Get started
Make the case and sell the compliance project or epic.
- Storyboard: Take Control of Compliance Improvement to Conquer Every Audit (ppt)
- Compliance Plan Template (doc)
perform the gap analysis
Identify where you are coùmpliant and where not.
Remediate your non-compliance gaps
- Compliance Communication Plan Template (doc)
- Document Management Template (doc)
Confirm compliance
Perform interviews and assure compliance.
- External Compliance Interview Guide (doc)
Buying Options
External Compliance
€519.00
(Excl. 21% tax)
